Corporate Banking and Securities Law Section

Section Goals
Conduct a Section CLE in conjunction with the SC Bar Convention.

Continue to inform Section members of significant developments in corporate, banking and securities law through the Section listserv, in E-Blast and on the Bar website.

Continue to support the Legal Opinion Ad Hoc Committee of the Corporate, Banking & Securities Law Section of the SC Bar in finalizing the Report on Legal Opinions to Third Parties.

Continue to monitor and identify needs for legislative activity related to corporate, banking & securities law issues, including, but not limited to, with respect to the following:
a. Uniform Limited Liability Company Act
b. Uniform Commercial Code
c. Investment Advisers Act of 1940
d. Crowdfunding & Federal J.O.B.S. Act

Join the Section
If you are interested in becoming a member of the Corporate, Banking & Securities Law Section, please forward dues payment in the amount of $10 to: SC Bar, Attn: Tara G. Caine, P.O. Box 608, Columbia, SC 29202. Please make checks payable to the S.C. Bar and note in the memo portion Corp. Dues.

2015 SC Bar Convention
January 22-25, Columbia Metropolitan Convention Center
Section CLE: “The Fault In Our Stars: The Practice of Corporate, Banking and Securities Law in 2015”
Friday, Jan. 23, 2:30-5:45 p.m.

Letter to Securities Exchange Commission

February 2014
July 2014

Section Council

Staff Contact:
Tara Caine
(803) 799-6653, ext. 146


If you have any questions, please contact Jennifer C. Blumenthal at or Tara G. Caine at


Exposure Draft of the Report
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